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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-635,231 vol 		0
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-226,356 vol 		0
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-440,480 vol 		0
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-390,000 vol 		0
Filed 2018-05-25
Tx date 2018-05-25 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash 		$-36,856.59
-28,571 vol
$1.29 each 		253,296
Filed 2018-05-25
Tx date 2018-05-25 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash 		$-34,752.60
-26,940 vol
$1.29 each 		226,356
Filed 2018-05-25
Tx date 2018-05-22 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash 		$-97,829.37
-77,031 vol
$1.27 each 		281,867
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$338,899
+275,528 vol
$1.23 each 		479,787
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$176,999
+143,902 vol
$1.23 each 		358,898
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash 		$-48,347.61
-39,307 vol
$1.23 each 		440,480
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$159,900
+130,000 vol
$1.23 each 		390,000
Filed 2017-08-23
Tx date 2017-08-22 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other 		$-11,767,600
-730,000 vol
$16.12 each 		260,000
Filed 2017-08-14
Tx date 2017-08-14 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$5,350
+5,000 vol
$1.07 each 		60,000
Filed 2017-03-30
Tx date 2016-12-31 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+607 vol 		22,959
Filed 2017-03-10
Tx date 2016-12-31 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan 		$2,395
+958 vol
$2.50 each 		204,259
Filed 2017-03-09
Tx date 2017-03-06 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash 		$-66,284.72
-28,571 vol
$2.32 each 		214,996
Filed 2017-01-19
Tx date 2014-11-10 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$184,274
+80,822 vol
$2.28 each 		243,567
Filed 2017-01-19
Tx date 2017-01-15 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options 		$1,448,326
+635,231 vol
$2.28 each 		635,231
Filed 2017-01-19
Tx date 2017-01-15 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$296,400
+130,000 vol
$2.28 each 		990,000
Filed 2017-01-12
Tx date 2017-01-12 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$11,500
+5,000 vol
$2.30 each 		55,000
Filed 2016-04-26
Tx date 2016-04-20 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$85,000
+50,000 vol
$1.70 each 		50,000
Filed 2016-04-26
Tx date 2014-11-10 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2014-11-10 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$179,999
+85,714 vol
$2.10 each 		162,745
Filed 2016-03-15
Tx date 2016-03-11 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$161,765
+77,031 vol
$2.10 each 		77,031
Filed 2016-03-15
Tx date 2016-03-15 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$38,099
+18,955 vol
$2.01 each 		22,352
Filed 2016-03-14
Tx date 2015-12-31 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$30,550
+3,049 vol
$10.02 each 		3,397
Filed 2016-03-14
Tx date 2016-03-11 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$346,399
+164,952 vol
$2.10 each 		203,301
Filed 2016-03-14
Tx date 2015-12-31 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan 		$14,078
+1,129 vol
$12.47 each 		38,349
Filed 2016-01-08
Tx date 2016-01-04 		$NAL
Newalta Corporation 		Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$455,000
+130,000 vol
$3.50 each 		860,000